Kowal Law Group Logo
California Supreme Court Calendar

The Notice of Appeal Is Deemed Filed When the Clerk Receives It...

Tim Kowal     April 15, 2021

... not when the clerk happens to get around to filing it.

In recent months – even before Covid, but even more since – I have seen clerks failing to promptly process filings. You have probably noticed it, too. Depending on the filing, this may create problems. For a notice of appeal, which has jurisdictional consequences, the date of filing is a matter of life or death to an appeal.

So what happens if you submit the notice of appeal timely, but the clerk does not actually "file" it until it is untimely?

Answer: Don't worry, the notice of appeal is deemed filed when the clerk receives it. You are not responsible for heaven-knows-what the clerk does with it after that.

J.M v. Los Angeles County Dept. of Children and Family Services (D2d2 Apr. 12, 2021) no. B305486 (not published), involved a drug-and-alcohol-abusing father who took care (in a very loose sense) of his three small children after mother, who, not to be outdone, abused even worse drugs, beat the kids with a cord, and ultimately got herself incarcerated. Father, fancying himself rather more stoical, styled his drug abuse as the "I can quit anytime I want" variety, though with desire never quite toggling to the on position.

Father never did dry out, and ultimately the trial court ordered the children removed from his custody. Father appealed.

Appellant filed his notice of appeal on the 56th day of the 60-day window to appeal. But the Superior Court clerk apparently refused to "file" the notice of appeal. Instead, the clerk demanded "one appeal per child." (No explanation given, either by the clerk or the Court of Appeal. There is no CCP or Rule of Court I am aware of that requires this. But clerks sometimes have strong, inexplicable, immovable opinions about certain things.)

Father promptly complied. But the clerk did not get around to "filing" the notices of appeal until March 17 – one day after the 60-day window to appeal expired.

Held: The appeal was timely. Fortunately, neither appelants' right to appeal nor the Court of Appeal's jurisdiction are at the mercy of a clerk's filing idiosyncrasies:

"We deem Father's appeal to be timely filed. A notice of appeal delivered “within the requisite period and rejected by the clerk for reasons having nothing to do with timeliness” satisfies court rules. (Pangilinan v. Palisoc (2014) 227 Cal.App.4th 765, 769–770 [rejected appeal bore the wrong case number].) “The act of delivering the document to the deputy clerk at the court during office hours constituted the act of filing.” (Rapp v. Golden Eagle Ins. Co. (1994) 24 Cal.App.4th 1167, 1172; Cal. Rules of Court, rule 8.25(b)(1) [“A document is deemed filed on the date the clerk receives it.”].)"

But, it availed father nothing. As to the merits, the order stands.

Tim Kowal helps trial attorneys and clients win their cases and avoid error on appeal. He co-hosts the Cal. Appellate Law Podcast at www.CALPodcast.com, and publishes a newsletter of appellate tips for trial attorneys at www.tvalaw.com/articles. Contact Tim at [email protected] or (714) 641-1232.

Tim Kowal is an appellate specialist certified by the California State Bar Board of Legal Specialization. Tim helps trial attorneys and clients win their cases and avoid error on appeal. He co-hosts the Cal. Appellate Law Podcast at CALpodcast.com, and publishes summaries of cases and appellate tips for trial attorneys. Contact Tim at [email protected] or (949) 676-9989.
Get “Not To Be Published,” a weekly digest of these articles, delivered directly to your inbox!
Subscribe

"A judge is a law student who grades his own papers."

— H.L. Mencken

“It will be of little avail to the people, that the laws are made by men of their own choice, if the laws be so voluminous that they cannot be read, or so incoherent that they cannot be understood; if they be repealed or revised before they are promulgated, or undergo such incessant changes that no man, who knows what the law is today, can guess what it will be tomorrow. Law is defined to be a rule of action; but how can that be a rule, which is little known, and less fixed?”

— James Madison, Federalist 62

"At common law, barratry was 'the offense of frequently exciting and stirring up suits and quarrels' (4 Blackstone, Commentaries 134) and was punished as a misdemeanor."

Rubin v. Green (1993) 4 Cal.4th 1187

Show neither partiality to the weak nor deference to the mighty, but judge your fellow men justly.

Leviticus

"Good people do not need laws to tell them to act responsibly, while bad people will find a way around the laws."

— Plato (427-347 B.C.)

"Counsel on the firing line in an actual trial must be prepared for surprises, including requests for amendments of pleading. They cannot ask that a judgment afterwards obtained be set aside merely because their equilibrium was slightly disturbed by an unexpected motion."

Posz v. Burchell (1962) 209 Cal.App.2d 324, 334

"So far as the beginnings of law had theories, the first theory of liability was in terms of a duty to buy off the vengeance of him to whom an injury had been done whether by oneself or by something in one's power. The idea is put strikingly in the Anglo-Saxon legal proverb, 'Buy spear from side or bear it,' that is, buy off the feud or fight it out."

— Roscoe Pound, An Introduction to the Philosophy of Law

"God made the angels to show Him splendor, … Man He made to serve Him wittily, in the tangle of his mind."

— Sir Thomas More in Robert Bolt's A Man for All Seasons

"It may be that the court is thought to be excessively legalistic. I should be sorry to think that it is anything else."

— Hon. Sir Owen Dixon, Chief Justice of Australia

"Upon putting laws into writing, they became even harder to change than before, and a hundred legal fictions rose to reconcile them with reality."

— Will Durant

"Moot points have to be settled somehow, once they get thrust upon us. If an assertion cannot be proved, then it must be settled some other way, and nearly all of these ways are unfair to somebody."

—T.H. White, The Once and Future King

Copyright © 2024 Kowal Law Group
menuchevron-down linkedin facebook pinterest youtube rss twitter instagram facebook-blank rss-blank linkedin-blank pinterest youtube twitter instagram