Kowal Law Group Logo
Legal News

No Safe Harbor Required to Sanction Frivolous Anti-SLAPP Motion, Fourth District Holds

Tim Kowal     November 17, 2020

Anti-SLAPP motions are powerful remedy, and litigants sometimes cannot resist filing even frivolous motions. Can a plaintiff faced with a frivolous anti-SLAPP motion get sanctions in light of the difficult procedural hurdles of CCP 128.5, which requires a separate motion served 21 days before filing it? The Fourth Appellate District, Division Two, says yes, finding these requirements of CCP 128.5(f) to be irreconcilably inconsistent with the anti-SLAPP statute. "We have tried" to reconcile them, says the Court, "but have concluded that it cannot be done."

Faced with fraud and aiding-and-abetting claims in a San Bernardino civil lawsuit, defendants responded with a frivolous anti-SLAPP motion. In its opposition, plaintiff asked the court to award its fees incurred to oppose the frivolous anti-SLAPP. The court agreed, set a hearing to determine the amount, and ultimately imposed almost $62,000 in sanctions against defendants.

That is about all we are given in the way of facts in Changsha Metro Group Co., Ltd. v. Xufeng, E073322 (D4d2), covered in the first two pages of the opinion. Apparently, defendants did not seriously dispute that their anti-SLAPP motion was frivolous and intended solely to delay. Instead, defendants argued they had to be provided a 21-day "safe harbor" notice before they could be sanctioned, and that the sanctions request had to be made in a separate motion. That argument, at least, was not frivolous, as it is explicitly required in the sanctions statute, CCP 128.5(f).

But it did not smell right to the Second Division of the Fourth Appellate District, who, for the rest of its 30 page opinion, tried to find a way to reconcile the sanctions clause of anti-SLAPP statute, CCP 425.16(c)(1), with the sanctions statute, CCP 128.5, which is incorporated by reference in the anti-SLAPP statute. "We have tried," says the Court, "but have concluded that it cannot be done."

The nub of the problem is that 128.5(f), which requires the 21-day safe harbor and a separate motion, preliminarily requires a finding under subdivision (a) that the underlying filing is frivolous entitling the moving party to fees. But subdivision (a) does not require a safe harbor notice, and may be requested either in moving papers "or responding" papers.

The Court considers the possibility that an anti-SLAPP hearing, which otherwise by statute must be heard within 30 days of filing, may be continued to provide plaintiff with more time to make the 21-day safe harbor notice. But the Court concludes that that would only play into the hands of litigants filing frivolous anti-SLAPP motions solely to delay.

Ultimately the Court, concluding there is no way to reconcile the provisions of CCP 128.5(f) with the anti-SLAPP statute, holds sanctions may be imposed through the procedures of CCP 128.5(a) and (c) in cases involving frivolous anti-SLAPP motions.

The Court also makes a plea to the Legislature of amend sections 128.5 and 425.16 to resolve the inconsistency.

Affirmed.

Tim Kowal is an appellate specialist certified by the California State Bar Board of Legal Specialization. Tim helps trial attorneys and clients win their cases and avoid error on appeal. He co-hosts the Cal. Appellate Law Podcast at CALpodcast.com, and publishes summaries of cases and appellate tips for trial attorneys. Contact Tim at [email protected] or (949) 676-9989.
Get “Not To Be Published,” a weekly digest of these articles, delivered directly to your inbox!
Subscribe

"God made the angels to show Him splendor, … Man He made to serve Him wittily, in the tangle of his mind."

— Sir Thomas More in Robert Bolt's A Man for All Seasons

"So far as the beginnings of law had theories, the first theory of liability was in terms of a duty to buy off the vengeance of him to whom an injury had been done whether by oneself or by something in one's power. The idea is put strikingly in the Anglo-Saxon legal proverb, 'Buy spear from side or bear it,' that is, buy off the feud or fight it out."

— Roscoe Pound, An Introduction to the Philosophy of Law

"Upon putting laws into writing, they became even harder to change than before, and a hundred legal fictions rose to reconcile them with reality."

— Will Durant

"A judge is a law student who grades his own papers."

— H.L. Mencken

"Good people do not need laws to tell them to act responsibly, while bad people will find a way around the laws."

— Plato (427-347 B.C.)

"Moot points have to be settled somehow, once they get thrust upon us. If an assertion cannot be proved, then it must be settled some other way, and nearly all of these ways are unfair to somebody."

—T.H. White, The Once and Future King

"It may be that the court is thought to be excessively legalistic. I should be sorry to think that it is anything else."

— Hon. Sir Owen Dixon, Chief Justice of Australia

Show neither partiality to the weak nor deference to the mighty, but judge your fellow men justly.

Leviticus

"At common law, barratry was 'the offense of frequently exciting and stirring up suits and quarrels' (4 Blackstone, Commentaries 134) and was punished as a misdemeanor."

Rubin v. Green (1993) 4 Cal.4th 1187

"Counsel on the firing line in an actual trial must be prepared for surprises, including requests for amendments of pleading. They cannot ask that a judgment afterwards obtained be set aside merely because their equilibrium was slightly disturbed by an unexpected motion."

Posz v. Burchell (1962) 209 Cal.App.2d 324, 334

“It will be of little avail to the people, that the laws are made by men of their own choice, if the laws be so voluminous that they cannot be read, or so incoherent that they cannot be understood; if they be repealed or revised before they are promulgated, or undergo such incessant changes that no man, who knows what the law is today, can guess what it will be tomorrow. Law is defined to be a rule of action; but how can that be a rule, which is little known, and less fixed?”

— James Madison, Federalist 62

Copyright © 2024 Kowal Law Group
menuchevron-down linkedin facebook pinterest youtube rss twitter instagram facebook-blank rss-blank linkedin-blank pinterest youtube twitter instagram